VP of Legal & Compliance - PE backed Fintech Job at Larson Maddox, San Francisco County, CA

RndvNWpLU25aS2d6bm5JNjMrK0s0TjNyVnc9PQ==
  • Larson Maddox
  • San Francisco County, CA

Job Description

Overview:

A fast-growing, private equity-backed fintech company specializing in asset-backed consumer credit products is seeking a strategic and hands-on Vice President of Legal & Compliance . This senior leadership role will report directly to the executive team and serve as a legal advisor across all facets of the business. The ideal candidate will have deep expertise in consumer lending, including experience with mortgage or other secured lending products.

Key Responsibilities:

  • Serve as the legal and compliance officer, advising senior management on legal, regulatory, and compliance matters affecting the business.
  • Ensure compliance with federal and state laws and regulations governing consumer credit, including TILA, RESPA, ECOA, FCRA, UDAAP, and relevant state-specific licensing requirements.
  • Oversee and manage licensing, regulatory filings, audits, and examinations at both the state and federal levels.
  • Develop and implement policies and procedures to support a robust compliance framework aligned with industry best practices and investor expectations.
  • Collaborate cross-functionally with product, risk, operations, and technology teams to ensure compliant product development and marketing practices.
  • Manage relationships with outside counsel and regulatory bodies as needed.
  • Monitor and assess the impact of regulatory developments and help guide the company's response.

Qualifications:

  • J.D. from an accredited law school and licensed to practice law in at least one U.S. jurisdiction.
  • Minimum of 5 years of legal and compliance experience in the mortgage or consumer lending sector, preferably in a fintech or financial services environment.
  • Strong understanding of asset-backed lending products and the regulatory environment in which they operate.
  • Demonstrated ability to build, implement, and scale legal and compliance programs in high-growth or entrepreneurial settings.
  • Excellent communication skills and a pragmatic, solutions-oriented mindset.

Why Join:

This is an opportunity to join a mission-driven fintech company at a pivotal stage of growth. You'll work alongside a talented leadership team and play a critical role in shaping the company's legal and regulatory strategy in a dynamic and evolving industry.

Job Tags

Similar Jobs

Parabilis Space Technologies, Inc.

Propulsion Design and Structural Engineer Job at Parabilis Space Technologies, Inc.

 ...provide a challenging and fun place for our employees to pursue their dreams. Our current programs include a lunar transfer stage for NASA, multiple propulsion systems for government and commercial space refueling missions, and a CubeSat-scale propulsion system for the... 

Ultimate Staffing

Commercial Construction Superintendent Job at Ultimate Staffing

 ...A Construction Superintendent is a leader on the construction site, responsible for coordinating and overseeing all on-site activities to...  ...supports stores that require refrigeration - like retail. Night supers manage the subcontractors, safety, and quality control.... 

Green Key Resources

Event Coordinator Job at Green Key Resources

 ...dental, PTO, 401K. Responsibilities Plan and execute events for internal and external purposes Keep event plans under budget...  ...minimum working in a corporate/C-suite environment ~5 years experience coordinating/managing events ~ MS Suite proficiency... 

Capital Restaurant Resources

Food and Beverage Manager Job at Capital Restaurant Resources

 ...in the front and back-of-the-house, both here and nationally, that you will not be able to find anywhere else Role: Food & Beverage Manager Location: Washington DC Salary: 75K + Stellar Benefits Join a Forbes-Rated Luxury Hotel Team | Elevate Your Career... 

K. Jacobs Executive Search

Project Manager - OPM Job at K. Jacobs Executive Search

Why This Opportunity Stands Out: Represent the owner's interests on impactful projects that serve communities and organizations Join a team of experienced professionals with a collaborative, mission-driven mindset Work at a firm known for managing complex development...